The New OTCID Tier- Reshaping the OTC landscape.

• Expands OTC listing access for early-stage and microcap issuers
• Easiest listing standard for OTC Markets with clear requirements
• Great option for microcap issuers looking to list after meeting Reg A or S-1 offering requirements

Learn more abou

Colonial Stock Transfer is proud to sponsor the LD Micro Main Event 2025!

Hotel del Coronado, San Diego

October 19–21, 2025

Join top executives, investors, and innovators for three days of presentations, networking, and opportunities in the micro and small-cap space.

#LDMicro #InvestorConference

Navigating a Possible Public Listing? Don't Underestimate the "Thorny Path" to Public Trading!

For unlisted companies aiming to go public without a traditional IPO, the journey is complex and takes months

At Colonial Stock Transfer & Lowenstein, we know the key hurdles:

Quote Publication: Clea

Congratulations to (NASDAQ: DFDV) DeFi Development, our client, on successfully completing a $125 million equity offering.

This proceeds will be deployed into both spot SOL and discounted locked SOL, enabling the Company to expand its treasury holdings. As a result, the transaction is expected to

Congratulations to our client (NYSE American: VENU) Venu Holding Corporation on the successful closing of its S-1 public offering of 2,875,000 shares for gross proceeds of $34.5 million.

This financing will help fund the development of the Sunset McKinney and Sunset Broken Arrow venues, along with

We congratulate our client, (NASDAQ: LGVN) Longeveron Inc., a leader in regenerative medicine, for the closing of its public offering of $17.5 million ($5.0 million upfront with up to an additional $12.5 million of potential aggregate gross proceeds upon the exercise in full of short-term warrants)

Listing isn’t one-size-fits-all.

✅ OTCQB/OTCQX: Low barrier, high flexibility

✅ NASDAQ Capital Market: Governance + growth

✅ NYSE American: Visibility with manageable thresholds

Colonial helps tailor your path to public markets.

#IPOReady #ListingStrategy #CapitalMarkets #OTCMarkets #NASDAQ

50 states. One trusted partner.

Colonial handles Blue Sky Rule 506 filings with:

✅ Accurate fee tracking

✅ State-by-state guidance

✅ Full exemption & filing support

Simple. Compliant. Cost-efficient.

#BlueSkyCompliance #FormD #SECCompliance #CapitalMarkets #TransferAgent

Still tracking options in spreadsheets? Time to switch.\

Colonial’s cloud platform streamlines equity management:

✅ ISOs, NSOs, RSUs, warrants

✅ Auto Black-Scholes & vesting

✅ Global compliance & real-time access

Equity, simplified.

#EquityCompensation #StockOptions #SECCompliance #Transfe

Boost retention and performance with a flexible ESPP.

Colonial makes it easy to manage employee stock plans:

✅ Share updates/purchasing & online enrollment

✅ Admin/investor portals & IRS tracking

✅ Trade execution, 1099s & dedicated support

Tailored plans. Trusted since 1987.

#ESPP #Equity

Still uploading SEC filings manually? Let’s fix that.

Colonial auto-feeds your EDGAR/XBRL filings to your site—no extra work.

✅ Real-time PDF, HTML, XBRL display

✅ Centralized archive

✅ Easy web integration

Save time. Impress investors. Stay compliant.

#EDGARHosting #SECCompliance #Investo

Section 16 filings made simple.

✅ File Form 4 directly to EDGAR

✅ Auto-fill data & archive forms

✅ Instant proofs & confirmations

Web-based. Real-time. Hassle-free.

#Section16 #SECCompliance #EDGAR #Form345 #InsiderFiling #LegalTech
www.colonialstock.com/section16.htm

Crowdfunding under Reg CF? Stay compliant from day one.

Colonial handles all required SEC filings:

✅ Form C, C-U, C-AR, C-TR

✅ Form ID access codes

✅ Fast, accurate, and hassle-free

Secure your raise. File with confidence.

#RegCF #FormC #SECCompliance #Crowdfunding #TransferAgent #Startup

Need SEC access codes? Start with Form ID.

Colonial Stock Transfer makes it easy:

✅ $100 flat fee

✅ Same-day rush available

✅ Since 1987, SEC-registered & EDGAR-ready

Fast. Compliant. Trusted.

#FormID #EDGAR #SECCompliance #TransferAgent #StartupCompliance #Form345

Whether you issue cash dividends or offer reinvestment plans, Colonial Stock Transfer automates the process end-to-end.

✅ Cash & stock dividends

✅ DRIP setup & tracking

✅ Tax reporting compliance

🔗 Start here: www.colonialstock.com/issuerconsultation.htm

#DividendManagement #C href="/hashtag/CorporateFinance" class="hover:underline text-blue-600 dark:text-sky-400 no-card-link">#CorporateFinance #C

Colonial Stock Transfer ensures your ownership records are accurate, audit-ready, and always accessible.

📁 Digital ledger management
📨 Secure communications
📈 Real-time shareholder data

🔗 Visit: www.colonialstock.com/transfer-agent-services.htm

#ShareholderServices #InvestorTrust #ColonialStock

From your first funding round to becoming a public company, Colonial Stock Transfer supports your journey with SEC-registered expertise.

✅ Cap table accuracy
✅ Shareholder communications
✅ Dividend and proxy management

🔗 Learn more: www.colonialstock.com/transfer-agent-services.htm

#TransferAgent

Colonial Stock Transfer is a fully registered SEC transfer agent, ready to assist with audits, stock issuances, shareholder transfers and support, investor records.

🔗 Visit: www.colonialstock.com/sec-filings.htm

Colonial Stock Transfer helps public and private companies manage shareholder data, dividend issuance, and restricted stock—all in one place.

🔗 Simplify now: www.colonialstock.com/issuerconsultation.htm

What’s the difference between Rules 506(b) and 506(c)?

506(b) = No advertising, up to 35 sophisticated investors.
506(c) = Public solicitation, but must verify accredited status.

Get help choosing the right exemption with Colonial Stock.

#RegulationD #PrivatePlacements #SECfilings

A reliable stock transfer agent makes all the difference—especially during IPOs, corporate actions, or proxy events.

Colonial Stock Transfer has been a trusted partner since 1987.

🔗 Learn more: www.colonialstock.com/ipo-transfer-agent.htm

Planning an IPO, Reg A+, or direct listing? Colonial Stock Transfer helps issuers navigate compliance, recordkeeping, and shareholder communication.

✅ SEC reporting support

✅ EDGAR & XBRL filing

✅ Shareholder mailings

🔗 Start here: www.colonialstock.com/transfer-agent-services.htm

#IPOReady #S

Colonial Stock Transfer offers reliable, SEC-registered transfer agent services for public and private companies.

✅ Shareholder recordkeeping
✅ Annual meeting & proxy services
✅ Cap table & dividend management

🔗 Learn more: www.colonialstock.com/sec-filings.htm
#StockTransferAgent #CorporateServic

Get started with stock transfer agent services at www.colonialstock.com